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ARchive circulars

U.  P.  STOCK  EXCHANGE  LIMITED

'Padam Towers', 14/113, Civil Lines, Kanpur-208 001

             Telephone No

:

2338115,2338074
                Fax No : 0512-2338175/2338220

         E-mail address

:

upse@vsnl.in , Website:www.upse-india.com

Sub:  A. Reconstitution Of Statutory & Other Committees of the Exchange for the Year 2010-11(AGM  to  AGM )

            B. Investor Awareness programme Co-ordinators

 

1.            ARBITRATION COMMITTEE

S.No Name Description Category

01.

Shri Mukul Tandon

Shareholder Director –UPSE  & CA

Non Member

02.

Shri Manish Kumar Gupta  

Advocate

Non Member

03.

Shri Amit Jindal

Trading Member  (Amit Jindal Associates)

Member

04.

Shri Pawan Kumar Tiwari

Advocate

Non Member

05.

Shri B K. Nadhani

Managing Director  

Ex- Officio

2.            DEFAULTS COMMITTEE

01 Shri K. D. Gupta Public Interest Director & Chairman UPSE Non Member

02

Shri Satish Chandra Gupta

Trading Member

Member

03.

Shri S.S. Somani

Chartered Accountant

Non Member

04.

Shri Vivek Kumar Gupta

Advocate

Non Member

05.

Shri B K. Nadhani

Managing Director  

Ex- Officio

 3.            DISCIPLINARY COMMITTEE

01.

Shri Sanjiv Kapoor

Shareholder Director –UPSE & CA

Non Member

02.

Shri Arvinddra Kumar Jain

Shareholder Director  & CA

Non Member

03.

Shri K.K.Bhatia

Trading Member

Member

04.

Shri Munnu Lal Agarwal

Retd. A.G.M., Bank of Baroda

Non Member

05.

Shri B K. Nadhani

Managing Director  

Ex- Officio

 4.            INVESTOR SERVICES COMMITTEE

01.

Shri Ashok Sharma  

Shareholder Director &  CA

Non Member

02.

Shri Satyendra Kumar Maheswari

Shareholder – UPSE

Non Member

03.

Shri Vivek Saran  

Trading Member

Non Member

04.

Shri Atul Garg

Chartered Accountant

Non Member

05.

Shri B K. Nadhani

Managing Director  

Ex- Officio

 5.            ETHICS,MONITORING ,COMPLIANCE OF SEBI INSPECTION REPORT & SHARE TRANSFER  COMMITTEE

01.

Shri K. D. Gupta

Public Interest Director  & Chairman

Non Member

02.

Shri Ashok Sharma  

Shareholder Director & CA

Non Member

03.

Shri Vishwanath Gupta

Representative of Shareholder

Non Member

04.

Shri  Sarwesh Dubey

Trading Member Directoer

Member

05.

Shri B K. Nadhani

Managing Director  

Ex- Officio

 6.            AUDIT COMMITTEE

01.

Shri T.K. Das

Public Interest Director  

Non Member

02.

Shri Sudhindra Kumar Jain

Shareholder Director - UPSE & CA

Non Member

03.

Shri Ghanshyam Dwivedi

Trading Member Director

Member

  The Managing Director will be a permanent invitee in this Committee.

 

 7.            MEMBERSHIP SCREENING  & LISTING COMMITTEE

01. Shri M P Shah

Public Interest Director  & (ROC)

Non Member

02.

Shri R K Agarwal

Shareholder Director

Non Member

03.

Shri Ghanshyam Dwivedi

Trading Member Director

Member

04.

Shri Navin Parwani

Trading Member Director

Member

05.

Shri B K. Nadhani

Managing Director  

Ex-Officio

 8.            COMPUTER BREAK-DOWN COMMITTEE

01.

Shri Navpreet Singh

Principal Computer Engineer, IIT, Kanpur (Outside Computer Expert)

02.

Shri B K. Nadhani

Managing Director  

03.

Shri B P. Gupta

General Manager (Offtg.)

04.

Shri Rajiv Rastogi

Assistant General Manager

05.

Shri Atul  Agarwal

Director : UPSE Securities Linmited

9. -A          REVIEW OF SURVEILLANCE FUNCTIONING COMMITTEE

01.

Shri R K Agarwal

Shareholder Director

02.

Shri Rajesh Agrawal

Trading Member  

03.

Shri B K. Nadhani

 Managing Director  

04.

Shri B P. Gupta

General Manager (Offtg.)

05.

Shri Rajiv Rastogi

Assistant General Manager

9-B           PURCHASE & MAINTENANCE COMMITTEE

01

Shri Ghanshyam Dwivedi          

 Trading Member Director

02.

Shri Satish Chandra Gupta               

Trading Member

03.

Shri S C Kapoor       

 A.G.M. (A & A)

04.

Shri Rajiv Rastogi                   

A.G.M. (E.D.P.)

05.

Shri Umesh Kumar Dixit  

Manager (P&M) 

10.                    BUSINESS DEVELOPMENT COMMITTEE ( for new avenues)

01.

Shri  Sarwesh Dubey

Trading Member Directoer

02.

Shri Navin Parwani

Trading Member Directoer

03.

Shri Arvind Kumar Jain

Shareholder Director & CA

04.

Shri Rajiesh Agrawal

Trading Member

05.

Shri Sanjay Kumar Maheshwari

Trading Member

06.

Shri Atul Kanodia

Trading Member

07.

Shri Rohit Mehrotra

Trading Member

08.

Shri Satish Chandra Gupta    

Trading Member

09.

Shri K. M. Shukla

Trading Member

The Members nominated in the above Committee are requested to extend all possible cooperation in the working  of the

Committee.

11          INVESTORS AWARENESS PROGRAMME COORDINATORAS :

01

Shri Ghanshyam Dwivedi          

 Trading Member Director

02.

Shri M P Shah

 Public Interest Director  & (ROC)

03.

Shri Arvind Kumar Jain

 Shareholder Director & CA

 The Ministry of Corporate Affairs will be kept informed of the programmes.

(B.K. NADHANI)

MANAGING DIRECTOR

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